Potential biases in original TNCC study

SG Sophie Graham
ET Elise Tessier
JS Julia Stowe
JB Jamie Lopez Bernal
EP Edward P. K. Parker
DN Dorothea Nitsch
EM Elizabeth Miller
NA Nick Andrews
JW Jemma L. Walker
HM Helen I. McDonald
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Vaccination status could be misclassified in NIMS if vaccination dates are incorrect (Fig. S1). The questionnaire, therefore, asked participants to self-report their vaccination date to identify any exposure misclassification. The number of individuals with the same, earlier or later self-reported vaccination date compared with NIMS was described as well as the distribution in difference in days using histograms for both doses. We also described the number of self-reported vaccination dates that were within 3 days +/− of NIMS (inclusive) or more and less than 3 +/− days for both doses.

We updated vaccination status using self-reported vaccination date, and if this field was missing in the questionnaire, we used the NIMS date. Amongst this population, we reported vaccination status based on self-reported vaccination dates and to assess for the potential impact of exposure misclassification on vaccine effectiveness estimates, we ran the logistic regression models from the original study (see above) using self-reported vaccine dates. To explore the potential mismeasurement of exposure misclassification within levels of confounders we described key confounders (age, gender, ethnicity, geography, index of multiple deprivation (IMD), week of onset, care home status and CEV) amongst those identified with increased or decreased number of vaccine dose counts when using self-reported vaccine dates (versus NIMS) compared to those with no change in vaccine status. These were compared using percentage difference (with +/−5% absolute difference set as threshold) and Chi-squared/Fisher’s exact test.

The symptomatic status could be misclassified in SGSS if individuals incorrectly report they are symptomatic at the time of requesting their PCR test either to access free testing or because they are concerned about mild/vague symptoms (Fig. S1). This could also have affected the selection of the study population, since only symptomatic individuals were eligible for inclusion. Therefore, to assess for potential outcome misclassification through symptomatic status, the self-reported symptomatic status in the questionnaire was compared to the status reported in SGSS. Since all individuals identified in SGSS reported that they were symptomatic, the proportion of this population that reported they were asymptomatic in the questionnaire overall and by case and vaccination status was reported. The denominator in this population was all those responding to the symptomatic status question in the questionnaire. The logistic regression models from the original study (see above) were re-run amongst the population of individuals that reported they were symptomatic in the questionnaire. To explore the potential mismeasurement of outcome misclassification within levels of confounders we described key confounders (as above) amongst those self-reporting asymptomatic versus symptomatic status. These were compared using percentage difference (with +/−5% absolute difference set as threshold) and Chi-squared/Fisher’s exact test.

The onset date could be misclassified in SGSS if individuals incorrectly reported their symptom onset date when booking their PCR test (Fig. S1). Individuals that reported they were symptomatic in the questionnaire were asked to report their symptom onset date (if different from the date in SGSS which was provided in the questionnaire) to assess for systematic differences. The number of individuals with the same, earlier or later self-reported onset date compared with SGSS was described as well as the distribution in difference in days using a histogram. We also described the number of self-reported onset dates that were within 3 days +/− of SGSS (inclusive) or more and less than 3 +/− days.

Vaccination status using self-reported symptom onset date from the questionnaire was updated and amongst this population, we reported vaccination status and ran the logistic regression models from the original study (see above). However, this would be interpreted with caution a priori because of the potential impact of recall bias35. To explore the potential mismeasurement of outcome misclassification within levels of confounders we described key confounders (as above) amongst those self-reporting different versus same onset date in the questionnaire. These were compared using percentage difference (with +/−5% absolute difference set as threshold) and Chi-squared/Fisher’s exact test.

Confounding from COVID-19 risk factors was potentially present in the original study since it was not possible at the time to identify comorbidities and other risk factors for COVID-19 (e.g., household size and type) using NIMS and SGSS (composite variables including any risk group and CEV, have since been added but individual conditions remain unavailable in these datasets; Fig. S1). Therefore, to assess for potential confounding, the logistic regression models from the original study (see above) were repeated additionally adjusting for each potential COVID-19 risk factor in turn obtained from the questionnaire, including: CEV; the number of persons per household; household type; immunosuppression (separately and combined: HIV/immunodeficiency, organ or bone marrow transplant, immunosuppression due to medication and asplenia or dysfunction of the spleen); and other comorbidities that qualify an individual as high risk (separately and then combined: chronic heart disease, chronic kidney disease, chronic respiratory disease excluding asthma, cancer, seizure disorder, chronic liver disease, asthma requiring medication, chronic neurological disease and BMI ≥ 40 kg/m2). The pre-specified analysis plan was to include all variables which changed the odds ratio of vaccination by 0.01 amongst the PCR-confirmed individuals in a multivariable model.

Deferral bias3638 is potentially introduced if individuals delay their vaccinations because they have a COVID-19 infection, COVID-19 like symptoms or have been recently exposed to COVID-19 (individuals in the UK are asked to delay their vaccine by 28 days if they contract COVID-1914; Fig. S1). Individuals that decide to defer their vaccination because of this might then go on to test positive for COVID-19 which leads to a temporary apparent protective effect of the vaccination in recently vaccinated individuals36. Therefore, to assess for potential deferral bias the proportion of individuals who reported they received their vaccinations ≥4 weeks from their invitation because they had COVID-19 or COVID-19 like symptoms was reported and the proportion of individuals that reported they had not yet been vaccinated because they had been unwell or had COVID-19 was also reported. The denominator population was all individuals reporting they were ever vaccinated with a first dose or second dose in the questionnaire. To assess by how much deferral bias might be expected to increase vaccine effectiveness estimates, we ran the logistic regression models from the original study (see above) removing individuals that reported they delayed either 2–3 weeks or 4 weeks because of COVID-19/COVID-19 like symptoms. We also described the vaccination status at symptom onset date of those that deferred their vaccination 2–3 or 4 week because of COVID-19/COVID-19 like symptoms.

When accounting for all biases at once, we ran the logistic regression models from the original study (see above) amongst those that did not delay their vaccination because of COVID-19/COVID-19 like symptoms, that self-reported they were symptomatic and using vaccination and symptom onset dates from the questionnaire adjusting for CEV, household size and type (as well as confounders adjusted for in the original TND study; Fig. 2).

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